1. Yes, the RTC decision should be reversed.
The doctrine of state immunity from suits applies if a case for damages is filed against public officials for actions done in their official capacities. This is because, if the case succeeds, the government would be ultimately liable to appropriate public funds to pay the money judgment. But if public officials are sued for damages in their personal capacity for exceeding their official functions, they will be the only ones ultimately liable; hence, state immunity from suits does not apply.
In this case, AA is suing the DOST officials for damages in their personal capacity. Thus, there is a prima facie showing that state immunity from suits does not apply. It doesn’t matter that the defendants made a counter-allegation that they were just doing their official functions when they rejected AA’s claim. The contradictory allegations all the more require the presentation of evidence in a full blown trial. And yet, the RTC dismissed the case without trial based on the doctrine of non-suability.
Hence, the RTC decision should be reversed.
2. No, EF is not correct.
It is true that in a representative democracy, leaders reign only by obtaining the consent of the electorate during the election. As a rule, after the people have spoken, their vote should be respected. However, these premises work under the assumption that the person elected by the people has all the qualifications for the position and has complied with the requirements and formalities under election law and regulations. In other words, he must be a qualified and bona fide candidate.
Here, EF’s CONA is ostensibly falsified; hence, he cannot be considered a bona fide substitute candidate.
The fact that the electorate chose him over CD is, therefore, inconsequential.
Thus, EF is not correct.
3. Estrada’s submissions are not meritorious.
In case of a vacancy in the office of the President due to the President’s death, permanent disability, removal from office, or resignation, the Vice-President shall succeed as President. In this scenario, the government of the new President is de jure as it comes into power through the constitutional mechanism of succession.
In the problem, Estrada argued that GMA’s government was de facto, similar to the Japanese-established government during the 2nd World War. He contended, in effect, that the Philippines had two presidents when GMA ascended to the presidency—he as President of the de jure government, and GMA as President of the de facto government. But these submissions are incorrect as Estrada impliedly resigned, thus creating a vacancy in the office of the President. With the vacancy, then Vice President GMA became the new President by virtue of succession. Her government is, thus, not de facto but de jure.
Ergo, Estrada’s submissions are not meritorious.
4. No, the counter-argument is not correct.
Generally, provisions found in Article II of the 1987 Constitution are not self-executing. Thus, they may not be invoked as sources of legally enforceable rights. However, certain provisions under Article II may be deemed self-executing if they are inherently complete in themselves even sans an implementing law from Congress. These include the provisions on the right to life and the right to health.
In the case at bar, the respondents argued that the invocation of the right to life and right to health is inappropriate because provisions under Article II are not self-executing. This is an erroneously sweeping generalization.
Therefore, the counter-argument is not correct.
5. (a) If I were the judge, I will not dismiss the case based on the doctrine of non-suability.
Consent of the state to be sued may be express or implied. Express consent may be in the form of a general or special law. Act No. 3083 is the general law that provides the standing consent of the state to be sued for money claims arising from contracts.
In the case at bar, AZ sued the DA for an unpaid sum of money arising from a contract to deliver farm implements. Though this is a suit against an unincorporated government agency performing a governmental function—and is, in effect, a suit against the state—state immunity has been waived pursuant to Act No. 3083.
So, if I were the judge, I will not dismiss the case based on the doctrine of non-suability.
(b) Yes, AZ may now cause the execution of the judgment in its favor.
Execution of a judgment against the state requires consent distinct from the consent to be sued. But for a money judgment in a case for the recovery of unpaid contractual obligation (where a sum of money had previously been appropriated for the said contract), judgment may be
executed against the said appropriated sum.
In this case, the contract awarded to AZ must have been already covered by an appropriation for that purpose. Once the judgment favorable to AZ is already final and executory, the said appropriated sum may then be targeted for the execution of the money judgment against the DA.
Consequently, AZ may now cause the execution of the judgment in its favor.
6. (a) Yes, the motion should be granted.
A foreign sovereign is immune from suits in the courts of another state. This is a consequence of the doctrine of sovereign equality among states. However, under the restrictive concept of state immunity, a foreign state may be sued for a cause of action arising out of a commercial transaction. This is because a foreign state may be deemed to have descended to the level of an individual, and has thus tacitly given its consent to be sued, when it enters into a business contract.
Here, the contract was for the maintenance of the facilities of the Indonesian embassy in the Philippines. The establishment of a diplomatic mission and the
maintenance of facilities therein are concededly governmental, not proprietary. Hence, the Republic of Indonesia may not be sued as it did not impliedly waive its sovereign immunity by entering into the subject maintenance contract.
Accordingly, the motion should be granted.
(b) Yes, AB has another remedy to ventilate his claim if the motion is granted.
A person who feels aggrieved by the acts of a foreign sovereign may request his own government to espouse his cause through diplomatic channels. In the Philippines, the aggrieved person may go to the Department of Foreign Affairs (DFA) for this purpose. The DFA may first determine the impact of its espousal on the diplomatic relations between the Philippines and the foreign state. But once it decides to espouse the claim, the claim ceases to be a private cause of the aggrieved party.
In the case at bar, AB’s issue is against the Republic of Indonesia, a foreign sovereign that is immune from suits in the Philippines. Considering his lack of judicial remedy, AB may request the DFA to take up and espouse his claim with the Republic of Indonesia.
Thus, AB has another remedy to ventilate his claim if the motion is granted.
7. (a) No, the ICMBS is not, per se, a legally-binding domestic law.
International law can become domestic law either by transformation or incorporation. The transformation method requires that an international law is converted into a domestic law through a constitutional mechanism (e.g., thru local legislation). The incorporation method applies when, by constitutional fiat, international law is deemed to have the force of domestic law, such as when the 1987 Constitution declares that the Philippines adopts the generally-accepted principles of international law as part of the law of the land.
In this case, the ICMBS was issued by the World Health Association (WHA), not by the Philippine Congress. The Milk Code—an enactment in the exercise of President Aquino’s legislative power as head of the revolutionary government—is the domestic law. But although the Milk Code was enacted to give effect to the ICMBS, the latter was only partially adopted in the former. Thus, the ICMBS is legally binding not in itself, but only to the extent of its transformation into domestic law in the Milk Code. Moreover, the ICMBS is not a ratified treaty, an international custom, or a generally-accepted principle of international law. Thus, it cannot also be considered automatically part of the Philippine legal system via incorporation.
For the foregoing reasons, the ICMBS is not, per se, a legally-binding domestic law.
(b) No, the [R]IRR, to the extent that it implements the ICMBS, may not be justified under the doctrine of incorporation.
The doctrine of incorporation states that the Philippines adopts the generally-accepted principles of international law as part of the law of the land. In other words, international law may only be automatically considered part of the Philippine legal system if it is a generally-accepted principle or norm.
Here, the [R]IRR ostensibly implements not just the Milk Code but also the ICMBS. But as pointed out above, the ICMBS is not a ratified treaty, an international custom, or a generally-accepted principle of international law. Thus, the ICMBS cannot be implemented by the DOH by the mere expedient of enacting the [R]IRR.
It follows, therefore, that the [R]IRR, to the extent that it implements the ICMBS, may not be justified under the doctrine of incorporation.
8. (a) No, the suit should not be dismissed.
A GOCC with a legislative charter is suable if such charter provides that the GOCC may sue and be sued. This consent to be sued may be expressly provided in the charter itself, or by reference to another statute, such as the Corporation Code. When the charter says so, the nature of the function performed by the GOCC concerned is no longer material.
In the problem, the charter of the SMIA authorizes it to “exercise all powers of a corporation under the Corporation Code.” One of such powers is the power to sue and be sued. This constitutes the consent to be sued by the state.
In view thereof, the suit should not be dismissed.
(b) No, the denial of the motion to dismiss does not mean that the SMIA is now liable for damages.
Suability is not synonymous with liability. If a government corporation is suable, a trial must be held so the opposing sides will have the opportunity to prove their respective claims through the presentation of evidence. Only after the plaintiff proves his case will the defendant corporation be held liable.
In this case, the court merely denied the motion to dismiss anchored on the doctrine of non-suability. It is yet to conduct a trial on the merits and receive the parties’ respective pieces of evidence on the issue of SMIA’s liability.
The denial of the motion to dismiss does not, therefore, mean that the SMIA is now liable for damages.
(c) Yes, the court may order the garnishment of the SMIA funds to pay the damages awarded to the parents.
The rule is, funds of public corporations that can sue and be sued and have their own source of funds are not exempt from garnishment.
In this case, the SMIA is a public corporation that can sue and be sued. Moreover, it generates revenues through its operation in addition to its annual appropriations from Congress.
Hence, the court may order the garnishment of the SMIA funds to pay the damages awarded to the parents.
9. (a) No, there was no valid ratification in this case.
There is only one way to ratify a proposed revision of the 1987 Constitution: through a plebiscite called for that purpose, to be held not earlier than 60 days nor later than 90 days after the approval of the text of the proposed new Constitution.
In this case, the supposed “ratification” happened not in a plebiscite but during the barangay assemblies. The latter is not a substantial compliance with the ratification requirement under the 1987 Constitution. A plebiscite and a barangay assembly have marked differences, such as the authority that calls, implements and supervises them, the people who can participate and vote, the manner of counting/ascertaining the vote of the participants, etc.
Thus, there was no valid ratification in this case.
(b) Respondents’ argument regarding sovereignty is misplaced.
Sec. 1, Art. II of the 1987 Constitution provides that the Philippines is a democratic and republican state. Sovereignty resides in the people and all government authority emanates from them. Sovereignty in this provision must be understood in the context of republicanism—i.e., that our elected representatives derive their authority to govern from the people, the political sovereign themselves.
In the problem, the controversy centers on the manner of ratifying the proposed new Constitution, not about government authority delegated by the people to the officialdom. Hence, the relevant provision is Sec. 4(1), Art. XVII, not Sec. 1, Art. II, of the 1987 Constitution.
So, respondents’ argument regarding sovereignty is misplaced.
(c) Under the doctrine of constitutional supremacy, anything that violates the Constitution is void and without any force and effect. Constitutional norms are, after all, superior to contracts, statutes or executive acts.
In contrast, the concept of sovereignty of the people is a norm inherent in a democratic and republican state. It means that the people are the source of governmental authority. Without the consent of the governed, the government has no reason to exist. It also means that certain issues have to be directly decided by the people themselves. This happens in the system of initiative and referendum, or during a plebiscite.
In the present controversy, there is no conflict between constitutional supremacy and sovereignty:
As to the procedure for the ratification of the proposed revision, Sec. 4(1) of Art. XVII should be followed. This is because the sovereign people made a covenant that this is the manner by which they shall ratify a proposed change to their Social Contract. They have, thus, agreed to limit their sovereign powers in exchange for a clear and fixed procedure to determine their collective will on the issue of ratification.
As to the ratification itself—or whether or not the people should approve the proposed revision—they are only ones who ultimately decide. Nothing in the existing Charter limits their choice whether or not to vote for the ratification of the proposed change. In other words, the people themselves are supreme on this issue.
10. (a) Yes, the “puppet” government is de facto.
A de facto government is one that has no legal title. It is either of the following: (1) de facto government in the proper legal sense, or that which usurps the rightful government through a revolution; (2) de facto government of paramount force, or that which is established by military forces who invade an enemy territory in the course of war; and (3) de facto government by secession, or that which is established by the inhabitants of a country who rise in insurrection against the parent state.
In the problem, the “puppet” government was set up by the Chinese belligerents when they invaded and occupied the Philippines.
Hence, the “puppet” government is a de facto government, specifically a de facto government of paramount force.
(b) No, ZZ’s theory of suspended allegiance is not tenable.
During a belligerent occupation, sovereignty remains vested with the de jure government. What is suspended is the exercise by such government of rights pertaining to sovereignty, such the right to actually govern the occupied territories. Because of this, the correlative allegiance of the people should necessarily remain with the de jure government. Jurisprudence, in fact, teaches that there is no such thing as suspended allegiance.
In the case at bar, ZZ’s theory of suspended allegiance was anchored on the mistaken proposition that the sovereignty of the legitimate Philippine government and the correlative duty of allegiance thereto are both suspended during the Chinese occupation.
Thus, ZZ’s theory of suspended allegiance is not tenable.
(c) No, the liberation will not invalidate AA’s prison sentence for serious physical injuries.
All acts and proceedings of a de facto government are good and valid; they remain so even after it has been ousted and the de jure government has been reinstated. Conversely, political acts of the de facto government will cease to have force and effect after the liberation.
In this case, AA is convicted by final judgment of the crime of serious physical injuries, an ordinary, non-political crime defined and penalized by the Revised Penal Code of the de jure government.
Consequently, the liberation will not invalidate his prison sentence for serious physical injuries.
(d) No, my answer will not be the same if AA is convicted of rebellion instead.
As already stated, all acts and proceedings of a de facto government are good and valid, and remain so even after it has been ousted and the de jure government has been reinstated. Conversely, political acts of the de facto government will cease to have force and effect after the liberation.
Here, AA is convicted by final judgment of rebellion. Rebellion under the Revised Penal Code is, per se, a crime of political complexion. Moreover, rebellion, in the context of this case, is a political offense as it was committed by AA against the de facto government. Thus, after the liberation, his conviction for rebellion will cease to be valid.
Ergo, my answer will not be the same.